Industry Workflows / Battery Technology / Recycling & Reuse / Assessment & Transportation
Stage 1 of 5 · Battery Recycling

Battery Assessment & Transportation

Used or discarded batteries are collected from various sources. The collected batteries may be pre-sorted, assessed for 2nd life applications, and prepared for safe transportation to recycling facilities. Transportation follows strict safety and regulatory standards to prevent hazards.

Verified Authors
Verena Fuchs
Elizabeth Gibbons Barber

Info Current and Verified · Updated 04/2025

Short Description

Used or damaged batteries, manufacturing scrap, and black mass (recovered material after Material Separation from recyclers) are collected at various sources, like recycling centers, manufacturers, and E-waste facilities. Batteries may be presorted, assessed for 2nd life applications and then prepared for safe transport to recycling facilities. Transportation follows strict safety and regulatory standards to prevent hazards such as leakage, short circuits, or fires.

Relevant Material Streams

End of Life Battery Packs
Damaged Battery Packs
Damaged Battery Modules
Damaged Battery Cells
Battery Manufacturing Scrap
Black Mass

1.1Testing & Remanufacturing

Before batteries are routed toward second-life applications or recycling, they undergo thorough evaluation to determine their condition, safety, and usability. This process includes state-of-health (SOH) assessments, diagnostic testing, and functional checks to identify degradation levels and potential for reuse.

The results help define the appropriate next step — whether the battery should be remanufactured, repurposed, or recycled.

Solution for this step
BattScan050M Battery Module Scanner
BattScan050M Battery Module ScannerBattery Assessment Tools
ReJoule
Non-destructive battery module testing system combining EIS & DCIR methods for fast, accurate state-of-health SoH diagnostics.
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1.2Collection & Logistics

Once evaluated, batteries are carefully prepared for transportation to the next facility. This includes proper classification, labeling, and packaging in accordance with relevant safety and regulatory standards. Different container types and handling procedures are selected based on the battery’s condition, chemistry, and destination. The goal is to ensure safe and compliant logistics throughout the battery’s end-of-life journey.

Solutions for this step
Battery Logistics & Transportation Service
Battery Logistics & Transportation Service
Aesir Logistics LLC
Aesir Logistics is a specialized freight forwarder offering domestic and international transport of batteries, battery materials, black mass, and related equipment.
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Battery Transportation Box VIO-10 Pro
Battery Transportation Box VIO-10 ProTransportation Box
Envaion by Dolav
Certified transport box with active fire and gas mitigation for safely handling damaged lithium-ion batteries.
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Questions answered
3 more questions answered
How to assess the battery State of Health (SOH) independently and fast to assess if reuse or recycle?+

The State of Health (SOH) assessment is crucial for determining whether a battery can be reused or should be recycled. However, no unified or commonly accepted standard currently exists for how this assessment should be conducted—leading to variation in methods across the industry.The SoH analysis should be fast, robust, and easy to perform. Common quick indicators include open-circuit voltage and internal resistance. More advanced methods involve capacity estimation, charge-discharge testing, or electrochemical impedance spectroscopy (EIS).

What regulations apply to battery transport, and how can compliance be ensured?+

Transporting batteries, black mass, or production scrap involves different regulations depending on the region, mode of transport, and material type. For example, international shipments must comply with IMDG (sea) and ICAO/IATA (air), while road transport is governed by regional regulations like ADR in the EU and 49 CFR in the U.S.—both of which adopt and incorporate international modal standards. Batteries must also meet the internationally recognized UN 38.3 testing standards for transport. These transportation regulations specify the required packaging for different materials, with each type subject to specific tests mandated by the regulations to ensure the package can safely withstand transport conditions. In addition, proper labeling, documentation, and training are required for compliance. Overall, compliance requires trained personnel with deep regulatory knowledge to ensure safe and legal transport. Despite these regulatory frameworks, packaging and transport are not always carried out according to best practices—often due to unclear responsibilities or gaps in implementation across the supply chain. This makes ongoing awareness, training, and oversight critical to ensuring safety and compliance in real-world operations.

How can damaged batteries be safely transported without risk of thermal events?+

Li-ion batteries pose significant safety hazards during collection and transport. If improperly handled, they can overheat or suffer thermal events leading to fires. Because of that proper packaging, labelling, and cautious handling is mandatory. Depending on the status of the battery, different packaging solutions are available – from wooden crates to steel containers. Ultimately it comes down to a correct diagnosis of the battery safety state and selection of packaging solution.Damaged, Defective, and Recalled (DDR) batteries are a specific classification that may require specialized packaging and additional risk controls to ensure safe transport.

Guidelines & Regulations 9 · European Union, United States, Canada+

The Governmental Regulations section outlines key policies and legal frameworks that govern battery production, usage, recycling, and disposal to ensure safety, sustainability, and compliance with environmental standards.

⚠ Please note: This section does not represent a complete or exhaustive overview of all applicable regulations. It is intended for general orientation only and should not be considered legal advice or regulatory interpretation. For detailed compliance guidance, always consult the official legislation or a qualified regulatory expert.

European Union
International Transport of Dangerous Goods by Road (ADR) This includes requirements for: classifying, packaging, labeling, and certifying dangerous goods, including ESS and EV batteries (including transport documents); vehicles carrying dangerous goods, including vehicle and tank specifications, as well as other operational requirements (e.g., annual checks); and drivers, including approved training and the ADR training certificate. There are exemptions for carriers transporting less than 333 kg of lithium-ion battery waste. ADR is implemented into EU law as-is by a separate EU regulation. UNECE
Waste Shipment Regulation (WSR) This updated regulation sets rules for the shipment of waste, including hazardous waste such as batteries, to EU and non-EU countries. Globally, exports for disposal and hazardous waste exports for recovery to non-OECD countries are banned, except for a few exemptions where countries meet environmental requirements.For the EU, a prior notification and consent procedure from all concerned EU countries is necessary, although a fast-track procedure (“pre-consented facilities”) is possible. The same rules apply to OECD countries as to EU countries. European Commission
EU Waste Codes New waste codes have been created for waste from lithium-ion battery manufacturing, post-consumer batteries, and intermediate fractions from battery recycling, such as black mass.Black mass, lithium-based, nickel-based, zinc-based, sodium-sulphur, and alkaline waste batteries have been classified as hazardous. This means their export to non-OECD countries is banned (but allowed to OECD countries). European Commission
Circular Economy Act, Coming Soon At the end of 2026 the EU Commission will propose a new Circular Economy Act. It is expected to add more restrictions on the export of waste/end-of-life products outside the EU. Details are not yet known.
EU Battery Regulation Producers of waste industrial ESS or EV lithium-ion batteries are required to collect them from end-users (or take-back points) free of charge. European Commission
Waste Framework Directive (WFD) This is the foundational waste framework in the EU, defining what constitutes hazardous waste (including lithium-ion batteries in many EU countries) and how to properly dispose of and collect such waste.Every company collecting or transporting hazardous waste must package and label it in accordance with established standards, including the use of an identification document. These companies are also required to keep records of the quantity and nature of the waste or recycled products, as well as the destination and frequency of collection.Under the Waste Framework Directive (WFD), each EU country could define battery waste as either hazardous or non-hazardous; however, this has been superseded by the new 2025 EU Waste Codes. European Commission
United States
Universal Waste Rule (UWR) This rule is a subset of US hazardous waste regulations (governed under the Resource Conservation and Recovery Act, RCRA) that streamlines the management of certain hazardous wastes, including EV batteries, to promote proper recycling and reduce regulatory burdens. It requires proper classification, storage, and transportation of hazardous materials. It mandates that waste transporters meet specific safety standards and maintain documentation to track the movement of material. Transporters must be certified, and the waste must be contained in appropriate, clearly labeled containers. US EPA
Dangerous Goods Regulations (DGR) This regulation mandates the classification, packaging, labeling, and certification of dangerous goods, including lithium-ion batteries for transport. It sets specific requirements for transporting hazardous goods, including documentation, vehicle specifications, and driver training. Small quantities of batteries may be exempt from some of these regulations. US DOT
Canada
Transportation of Dangerous Goods (TDG) Regulations These regulations govern the safe transport of hazardous materials, such as EV batteries, by road, rail, air, and sea. They require compliance with packaging, labeling, and vehicle specifications. Carriers must follow operational requirements, including annual checks, and ensure that drivers are properly trained to handle dangerous goods safely. Source
Innovation & trends
Battery Passports and Smart Labeling with QR Codes As battery passport regulations emerge, QR codes are gaining traction as a traceability tool during collection and transport. These codes can carry critical data—such as battery type, chemistry, and safety status—helping to improve sorting accuracy, regulatory compliance, and logistics transparency.
Regulatory and Standardization Developments New policies and standardization efforts are shaping how batteries are collected and transported. One key trend is the implementation of Extended Producer Responsibility (EPR), where manufacturers are required to ensure batteries are properly returned and recycled. This shift is driving more consistent collection systems and improved accountability across supply chains.
Recommended paper
📄
Battery Waste Management in Europe: Black Mass Hazardousness and Recycling Strategies in the Light of an Evolving Competitive Regulation
Summary of different approaches to black mass hazardous classification in Europe
Source ↗
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This is one stage of the full recycling workflow

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